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Office Location

Cable, Langenbach, Kinerk & Bauer, LLP
1000 Second Avenue Building
Suite 3500
Seattle, WA 98104

Toll Free: 877-438-0766
Phone: 206-292-8800
Fax: 206-292-0494

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Securities Law Litigation

Are You Raising Investment for Your Business?

Opening your business to outside investment by selling public or closely-held securities can result in significant growth opportunities and legal risk. If you are raising funds to start a new enterprise or to add capital to an ongoing business, make sure you have sound legal advice from an experienced securities lawyer.

At Cable, Langenbach, Kinerk & Bauer, we have been working with businesses throughout the Seattle region and western Washington for nearly 30 years. Contact us to learn more about our experience and the litigation services we offer.

Securities Litigation and Dispute Resolution Services

Our firm is recognized for our capacity to handle the most complex types of securities litigation cases involving insider trading, stockbroker misconduct and shareholder disputes. We represent business owners, shareholders, brokers and other professionals on all sides of a litigation issue.

Our securities and regulatory law practice for business owners, entrepreneurs, and investors includes:

  • Legal counsel about capital formation
  • Documentation and shareholder agreements
  • Investment litigation and arbitration
  • Representation of securities professionals before the Securities and Exchange Commission, New York Stock Exchange (NYSE), and National Association of Securities Dealers (NASD) investigations and administrative and court proceedings
  • Private arbitration and mediation of securities-related disputes

We Work With All Sizes and Types of Clients

Our securities law clients include:

  • Individual investors
  • Investment syndicates
  • Stock issuers
  • Securities brokers
  • Venture capitalists

Capital formation, private and public offering documents, investment arbitration and litigation…and even if things are okay now, what does the future hold? When you choose Seattle law firm Cable, Langenbach, Kinerk and Bauer, you speak to an experienced securities lawyer who can guide you through the maze of securities laws. As things change — and they always do — your lawyer will continue to be available with the advice and personal service you need for whatever legal issues arise.

Regulatory Proceedings

In addition, we advise and represent securities brokers and licensed financial professionals facing hearings in front of the Securities and Exchange Commission and the Financial Industry Regulation Authority (FINRA). When your financial career is on the line, have an experienced attorney guide you through the process.

Contact us today to schedule a consultation with a lawyer from our securities law team.